Yu-Wen Wang
王渝玟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Wen Wang (王渝玟), a licensed former licensee with CE reference AKO849. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-08 | 2013-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-08 | 2013-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-05-24 | 2013-09-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-05-24 | 2010-09-08 |