David Ta-Wey Liu
劉大衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ta-Wey Liu (劉大衛), a licensed former licensee with CE reference AKO809. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-06-07 | 2017-10-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2004-06-07 | 2017-10-27 |