Vanessa Shuk Ching Yan
甄淑貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Shuk Ching Yan (甄淑貞), a licensed former licensee with CE reference AKO763. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-28 | 2014-06-19 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-30 | 2014-06-19 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-12-27 | 2012-03-28 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-08-01 | 2014-06-19 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-11 | 2007-12-27 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-09 | 2007-05-29 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-08-12 | 2004-11-29 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-07 | 2004-11-29 |