Ping Lee

李萍
CE No. AKN220 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Lee (李萍), a licensed former licensee with CE reference AKN220. This person has 7.0 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
FTN Financial Asia Limited Rep Type 1 - Dealing in securities 2009-05-15 2011-04-27
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 - Dealing in securities 2004-04-28 2009-05-01

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Stephen Keith Valadie FTN Financial Asia Limited 2009–2011
Stephen Vincent Mc Guire FTN Financial Asia Limited 2009–2011
Chia Chi Pohl Han FTN Financial Asia Limited 2009–2011
Michael Edward Kisber FTN Financial Asia Limited 2009–2010
Jian Zhao FTN Financial Asia Limited 2009–2010
Sze Fei Wong FTN Financial Asia Limited 2010–2011
Zhigang Wu FTN Financial Asia Limited 2009–2010
Yiru Hu FTN Financial Asia Limited 2009
Yao-Ting Wang FTN Financial Asia Limited 2009
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