Ka Chun (SFC:AKL702) Ng
吳嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun (SFC:AKL702) Ng (吳嘉俊), a licensed former licensee with CE reference AKL702. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 — Advising on securities | 2013-08-27 | 2021-10-08 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-19 | 2013-08-27 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-20 | 2011-07-26 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-06-07 | 2008-07-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-23 | 2006-06-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-20 | 2006-06-03 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-26 | 2005-05-20 |