Rosalind Look
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosalind Look ( ), a licensed former licensee with CE reference AKJ147. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2018-11-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-21 | 2018-11-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-21 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-08-21 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2009-08-21 | 2010-12-06 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2004-04-20 | 2008-11-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-20 | 2008-11-17 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2004-04-20 | 2008-11-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-04-20 | 2008-11-17 |