Anupam Thareja

CE No. AKI713 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anupam Thareja, a licensed former licensee with CE reference AKI713. This person has 1.5 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
HSBC Securities (Asia) Limited Rep Type 4 - Advising on securities 2004-04-21 2005-10-25

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anupam Thareja during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Carolyn Yeuk Wan Poon HSBC Securities (Asia) Limited 2004–2005
Garry Owen Evans HSBC Securities (Asia) Limited 2004–2005
Etsusuke Masuda HSBC Securities (Asia) Limited 2004–2005
John Russell HSBC Securities (Asia) Limited 2004–2005
Tejinderjit Singh Sandhu HSBC Securities (Asia) Limited 2004–2005
Jahanzeb Naseer HSBC Securities (Asia) Limited 2004–2005
Abhay Mukund Shanbhag HSBC Securities (Asia) Limited 2004–2005
Anand Ramchandra Shanbhag HSBC Securities (Asia) Limited 2004–2005
Vidyadhar Vasant Ginde HSBC Securities (Asia) Limited 2004–2005
Yee Pun Cheng HSBC Securities (Asia) Limited 2004–2005
Russell Jerome Kopp HSBC Securities (Asia) Limited 2004–2005
Kenneth Kai Chung Ho HSBC Securities (Asia) Limited 2004–2005
Valerie Hak Wing Wong HSBC Securities (Asia) Limited 2004–2005
Anish Dinesh Damania HSBC Securities (Asia) Limited 2004–2005
Seiji Sugiura HSBC Securities (Asia) Limited 2004–2005
Robert Thomas Vaudry HSBC Securities (Asia) Limited 2004–2005
Nam Chol Park HSBC Securities (Asia) Limited 2004–2005
Yiu Fai Chan HSBC Securities (Asia) Limited 2004–2005
Chi Ming Siu HSBC Securities (Asia) Limited 2004–2005
Chi Kit Tang HSBC Securities (Asia) Limited 2004–2005
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