Dennis Saihong Lam
林世康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Saihong Lam (林世康), a licensed former licensee with CE reference AKI595. This person has 12.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-04 | 2017-02-16 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-09-04 | 2017-02-16 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 4 - Advising on securities | 2009-02-03 | 2012-08-21 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 9 - Asset management | 2009-02-03 | 2012-08-21 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | 2008-04-18 | 2009-02-01 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-18 | 2009-02-01 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-02-18 | 2008-02-28 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-05-11 | 2005-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Saihong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.