Victoria Hoi Ying Lau
劉海盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victoria Hoi Ying Lau (劉海盈), a licensed former licensee with CE reference AKI551. This person has 11.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2013-08-22 | 2015-10-02 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2013-08-22 | 2015-10-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2013-08-22 | 2015-10-02 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2013-08-22 | 2015-10-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2013-08-22 | 2015-10-02 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2013-08-22 | 2015-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-14 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-05-14 | 2013-08-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-05-14 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-05-14 | 2013-08-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-14 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-14 | 2013-08-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-14 | 2007-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-15 | 2007-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-15 | 2007-03-15 |