Victoria Hoi Ying Lau
劉海盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victoria Hoi Ying Lau (劉海盈), a licensed former licensee with CE reference AKI551. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2013-08-22 | 2015-10-02 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2013-08-22 | 2015-10-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2013-08-22 | 2015-10-02 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2013-08-22 | 2015-10-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2013-08-22 | 2015-10-02 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2013-08-22 | 2015-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-05-14 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-05-14 | 2013-08-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-05-14 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-05-14 | 2013-08-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-05-14 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-05-14 | 2013-08-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-14 | 2007-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-15 | 2007-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-15 | 2007-03-15 |