David Joseph Leahy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Joseph Leahy, a licensed former licensee with CE reference AKI495. This person has 8.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 |
RO | Type 9 - Asset management | 2024-05-08 | 2024-06-05 |
| Infini Capital Management Limited 無極資本管理有限公司 |
Rep | Type 9 - Asset management | 2023-10-20 | 2024-05-08 |
| HBS (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-02-16 | 2023-07-01 |
| HBS (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-02-16 | 2023-07-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-04-29 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-04-29 | 2018-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-04-29 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-04-29 | 2018-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-15 | 2006-02-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Joseph Leahy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.