Barnaby Ian Robert Egerton-Warburton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barnaby Ian Robert Egerton-Warburton ( ), a licensed former licensee with CE reference AJX924. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-04-01 | 2007-03-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-04-01 | 2007-03-01 |