Yun Qiao Ng
吳昀橋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Qiao Ng (吳昀橋), a licensed former licensee with CE reference AJO236. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-13 | 2007-07-10 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-06-13 | 2007-07-10 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-06-13 | 2007-07-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2005-11-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-18 | 2005-11-18 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-18 | 2005-11-18 |