Yin Ki Au
區嫣琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ki Au (區嫣琪), a licensed former licensee with CE reference AJN226. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-18 | 2013-03-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-18 | 2013-03-05 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-09-18 | 2013-03-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-10 | 2005-04-18 |