Cheung Man Tsang
曾祥文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheung Man Tsang (曾祥文), a licensed former licensee with CE reference AJM169. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-04 | 2016-09-22 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-04 | 2016-09-22 |
| Gain Miles Financial Planning Consultants Limited 駿隆財務策劃顧問有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-23 | 2014-09-02 |
| Gain Miles Financial Planning Consultants Limited 駿隆財務策劃顧問有限公司 |
RO | Type 4 — Advising on securities | 2008-06-13 | 2014-09-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2007-11-27 | 2008-05-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-06 | 2008-05-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-06 | 2008-05-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-02 | 2007-11-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-02 | 2007-11-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-02 | 2007-11-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-03-02 | 2007-11-02 |