Rui Niu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Niu, a licensed former licensee with CE reference AJL489. This person has 10.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Transfer Capital Investment Limited 中匯資本投資有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-24 | 2017-05-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-24 | 2014-07-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-31 | 2014-07-16 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-31 | 2011-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rui Niu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.