Kok Wah Kwan
關國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Wah Kwan (關國華), a licensed former licensee with CE reference AJJ552. This person has 3.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-04 | 2015-09-30 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-04 | 2015-09-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-04 | 2015-09-30 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-04 | 2015-09-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-04 | 2015-09-30 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-04 | 2015-09-30 |
| Central Asset Investments and Management Holdings (HK) Limited 中環資產投資有限公司 |
RO | Type 9 - Asset management | 2005-08-05 | 2007-12-31 |
| Fore Asia, Limited | RO | Type 4 - Advising on securities | 2004-08-18 | 2005-04-18 |
| Fore Asia, Limited | RO | Type 9 - Asset management | 2004-08-18 | 2005-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kok Wah Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.