Bing (SFC:AJI248) Liu
劉冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bing (SFC:AJI248) Liu (劉冰), a licensed former licensee with CE reference AJI248. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-03 | 2009-07-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-11-03 | 2009-07-10 |
| Macquarie Asia Securities Limited |
Rep | Type 2 - Dealing in futures contracts | 2005-08-03 | 2007-07-24 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-19 | 2007-07-24 |