Yuen Hoi Tsoi

蔡元開
CE No. AJI239 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Hoi Tsoi (蔡元開), a licensed former licensee with CE reference AJI239. This person has 1.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司		 Rep Type 1 - Dealing in securities 2003-12-18 2005-02-04
Southwest Securities (HK) Asset Management Limited
西證(香港)資產管理有限公司		 Rep Type 4 - Advising on securities 2003-12-18 2005-02-04

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Hoi Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pui Lan Ip Southwest Securities (HK) Asset Management Limited 2003–2005
Stephen Chee King Kwok Southwest Securities (HK) Asset Management Limited 2003–2005
Chor Ki Cheng Southwest Securities (HK) Asset Management Limited 2003–2005
Yin Shan Chow Southwest Securities (HK) Asset Management Limited 2003–2005
Sandy Lai Sze Chung Southwest Securities (HK) Asset Management Limited 2003–2005
Wing Yin Chan Southwest Securities (HK) Asset Management Limited 2003–2005
Kenneth Chin Pang Wong Southwest Securities (HK) Asset Management Limited 2003–2005
Lai Mei Yip Southwest Securities (HK) Asset Management Limited 2003–2005
Mandy Choi Ying Lam Southwest Securities (HK) Asset Management Limited 2004–2005
Sze Ming Lau Southwest Securities (HK) Asset Management Limited 2003–2004
Lee Yeung Chan Southwest Securities (HK) Asset Management Limited 2003–2005
Tat Yuen Lee Southwest Securities (HK) Asset Management Limited 2004–2005
Eric Wai Tat Chow Southwest Securities (HK) Asset Management Limited 2003–2004
Kin San Tam Southwest Securities (HK) Asset Management Limited 2004–2005
Tit Shan Pun Southwest Securities (HK) Asset Management Limited 2004–2005
Chi Wai Poon Southwest Securities (HK) Asset Management Limited 2003–2004
Shing Li Southwest Securities (HK) Asset Management Limited 2004
Lung Sang Poon Southwest Securities (HK) Asset Management Limited 2004
Felix Cheuk Leung Cheung Southwest Securities (HK) Asset Management Limited 2004
Ka Chun Tse Southwest Securities (HK) Asset Management Limited 2003
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