Yuen Hoi Tsoi
蔡元開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Hoi Tsoi (蔡元開), a licensed former licensee with CE reference AJI239. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-18 | 2005-02-04 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-18 | 2005-02-04 |