Simon Courtney Footit

CE No. AJH310 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Courtney Footit (), a licensed former licensee with CE reference AJH310. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2023-08-25 2025-05-14
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2010-12-06 2011-07-21
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2007-02-26 2011-07-21
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2007-02-26 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2007-02-26 2011-07-21
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services 2007-02-26 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2004-08-23 2005-10-13
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2004-08-23 2005-10-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2004-08-23 2005-10-13
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services 2004-08-23 2005-10-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2003-12-09 2004-07-16
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2003-12-09 2004-07-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2003-12-09 2004-07-16
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services 2003-12-09 2004-07-16

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