Yi (SFC:AJH131) Wang
王宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AJH131) Wang (王宜), a licensed former licensee with CE reference AJH131. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-20 | 2006-12-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-10-20 | 2006-12-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-14 | 2004-08-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-14 | 2004-08-20 |