Wing Yin (SFC:AJG655) Chan
陳永賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yin (SFC:AJG655) Chan (陳永賢), a licensed former licensee with CE reference AJG655. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-09-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-28 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-06 | 2006-09-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-28 | 2006-09-25 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-02 | 2005-07-28 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-21 | 2005-03-02 |