Samuel Siu Ning Wong

王兆寧
CE No. AJF989 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Siu Ning Wong (王兆寧), a licensed former licensee with CE reference AJF989. This person has 8.6 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2007-04-17 2012-06-26
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2007-04-17 2012-06-26
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2004-08-19 2007-03-24
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 - Dealing in securities 2003-11-13 2007-03-24

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Siu Ning Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Freddie Wai Kuen Kwan Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Qary Mau Fai Chan Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Cecil Chan Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Thomas Hin Man Cheung Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Man Sang Cheung Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Christine Nga Sze Lai Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Andrew Man Lung Sit Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Wai Man Yeung Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Chung Yin Yip Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Cheuk Fan Au Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Robert Chi Hung Chiu Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Kwok On Woo Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Ying Kei Tong Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Hok Chung Cheung Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Ka Yui Hau Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Anne Sze Man Luk Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Siu Mei Yu Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Yuk Ha Lau Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Ming Chiu Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
Chung Leung Chan Shenwan Hongyuan Futures (H.K.) Limited 2004–2007
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