Samuel Siu Ning Wong
王兆寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Siu Ning Wong (王兆寧), a licensed former licensee with CE reference AJF989. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-17 | 2012-06-26 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-17 | 2012-06-26 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-19 | 2007-03-24 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-13 | 2007-03-24 |