Gregory Dominic McCafferty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Dominic McCafferty ( ), a licensed former licensee with CE reference AJF240. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Street Advisors Limited |
Rep | Type 9 — Asset management | 2014-04-11 | 2014-12-23 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-06 | 2014-01-10 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-06 | 2014-01-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-12 | 2012-03-06 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-12 | 2008-01-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-24 | 2006-11-22 |