Saiko Kawai
河合彩子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saiko Kawai (河合彩子), a licensed former licensee with CE reference AJE960. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-18 | 2011-08-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-08 | 2009-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-04-06 | 2009-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2003-10-31 | 2005-04-06 |