Sin Yee Kwan
關倩兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yee Kwan (關倩兒), a licensed former licensee with CE reference AJE789. This person has 12.1 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Resocore Securities Limited 晉峰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-28 | 2021-08-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-09 | 2015-07-02 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-09 | 2015-07-02 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-23 | 2009-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Yee Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.