Pak To Ching
程栢濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak To Ching (程栢濤), a licensed former licensee with CE reference AJE763. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-27 | 2015-03-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-27 | 2015-03-02 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-05-04 | 2012-05-23 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-05-04 | 2012-05-23 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-25 | 2011-08-10 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-25 | 2011-08-10 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2010-01-25 | 2011-08-10 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-21 | 2009-05-29 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 — Asset management | 2007-11-21 | 2009-05-29 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-12 | 2009-05-29 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-12 | 2009-05-29 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-18 | 2009-05-29 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-18 | 2009-05-29 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-07 | 2007-07-10 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-02-07 | 2007-07-10 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-02-07 | 2007-07-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-22 | 2005-02-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-22 | 2005-02-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-12-22 | 2005-02-07 |