Sai Yuen Chan
陳世元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Yuen Chan (陳世元), a licensed former licensee with CE reference AJE756. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-11-07 | 2004-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2003-11-07 | 2004-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2003-11-07 | 2004-02-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2003-11-07 | 2004-02-11 |