Rui Chi
遲睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Chi (遲睿), a licensed former licensee with CE reference AJE393. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L&R Capital Limited 析理資本有限公司 |
RO | Type 4 — Advising on securities | 2019-02-15 | 2019-06-25 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 9 — Asset management | 2019-02-15 | 2019-06-25 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-21 | 2019-02-15 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 9 — Asset management | 2018-12-21 | 2019-02-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-22 | 2018-06-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-30 | 2014-05-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-17 | 2014-05-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-29 | 2009-06-22 |