Shing Sum Man
文誠琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Sum Man (文誠琛), a licensed former licensee with CE reference AJE069. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-04-27 | 2023-05-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-04-27 | 2023-05-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2021-04-27 | 2023-05-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-04-27 | 2023-05-29 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |