Shengxi Lu
盧聖喜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengxi Lu (盧聖喜), a licensed former licensee with CE reference AJD685. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-08-08 | 2007-12-29 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-09-04 | 2006-09-27 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2003-10-22 | 2004-03-11 |