Wing Shun Agnes Mak
麥頴遜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shun Agnes Mak (麥頴遜), a licensed former licensee with CE reference AJD417. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-14 | 2007-10-12 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-14 | 2007-10-12 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-15 | 2006-11-18 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-20 | 2006-09-01 |