Shang-Yan Chuang
莊尚源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang-Yan Chuang (莊尚源), a licensed former licensee with CE reference AJD375. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-04 | 2015-12-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 — Advising on securities | 2012-01-04 | 2015-12-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 9 — Asset management | 2012-01-04 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2011-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2011-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-11-08 | 2011-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-11-08 | 2011-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2004-11-08 | 2011-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2004-11-08 | 2011-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-09-29 | 2004-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2003-09-29 | 2004-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2003-09-29 | 2004-07-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2003-09-29 | 2004-07-10 |