Shang-Yan Chuang
莊尚源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang-Yan Chuang (莊尚源), a licensed former licensee with CE reference AJD375. This person has 11.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2012-01-04 | 2015-12-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 - Advising on securities | 2012-01-04 | 2015-12-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 9 - Asset management | 2012-01-04 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2011-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2011-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-11-08 | 2011-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-11-08 | 2011-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2004-11-08 | 2011-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2004-11-08 | 2011-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-09-29 | 2004-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2003-09-29 | 2004-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2003-09-29 | 2004-07-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2003-09-29 | 2004-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shang-Yan Chuang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.