Beng Kiat Adrian Tan

CE No. AJC630 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beng Kiat Adrian Tan (), a licensed former licensee with CE reference AJC630. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2014-11-14 2017-12-01
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2014-04-28 2017-12-01
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 7 - Providing automated trading services 2014-04-28 2015-11-30
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2010-12-06 2013-01-14
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2008-03-03 2013-01-14
Morgan Stanley Hong Kong Securities Limited Rep Type 1 - Dealing in securities 2008-03-03 2013-01-14
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2008-03-03 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2008-03-03 2013-01-14
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services 2008-03-03 2010-12-06
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2006-06-23 2008-01-29
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2006-06-23 2008-01-29
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 4 - Advising on securities 2004-01-16 2004-12-08
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2003-07-30 2003-10-29
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 4 - Advising on securities 2003-07-30 2003-10-29

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