Ka Yee (SFC:AJA765) Chan
陳嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee (SFC:AJA765) Chan (陳嘉儀), a licensed former licensee with CE reference AJA765. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-16 | 2017-04-27 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-17 | 2007-08-29 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-03-17 | 2007-08-29 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-29 | 2007-08-29 |