Cora Oi Yan Lee
李凱恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cora Oi Yan Lee (李凱恩), a licensed former licensee with CE reference AIZ372. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-14 | 2009-03-28 |
| Bloomberg Tradebook Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2003-06-11 | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2003-06-11 | 2003-10-01 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Cora Oi Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.