Yin Wing Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Wing Lau (劉燕穎), a licensed Responsible Officer with CE reference AIU473. Currently licensed at 1 firm(s): HGC Investment Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-11 | present |
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-28 | present |
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-02-28 | present |
| KBR Fund Management Limited | RO | Type 4 - Advising on securities | 2008-01-08 | 2016-07-08 |
| KBR Fund Management Limited | RO | Type 6 - Advising on corporate finance | 2008-01-08 | 2012-06-14 |
| KBR Fund Management Limited | RO | Type 9 - Asset management | 2008-01-08 | 2016-07-08 |
| CBRE Investment Management (Asia) Limited | RO | Type 4 - Advising on securities | 2004-08-17 | 2007-11-12 |
| CBRE Investment Management (Asia) Limited | RO | Type 6 - Advising on corporate finance | 2004-08-17 | 2007-11-12 |
| CBRE Investment Management (Asia) Limited | RO | Type 9 - Asset management | 2004-08-17 | 2007-11-12 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.