Yin Wing Lau
劉燕穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Wing Lau (劉燕穎), a licensed Responsible Officer with CE reference AIU473. Currently licensed at 1 firm(s): HGC Investment Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-11 | present |
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-28 | present |
| HGC Investment Management (HK) Limited 兆瑞資本投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-02-28 | present |
| KBR Fund Management Limited | RO | Type 4 - Advising on securities | 2008-01-08 | 2016-07-08 |
| KBR Fund Management Limited | RO | Type 6 - Advising on corporate finance | 2008-01-08 | 2012-06-14 |
| KBR Fund Management Limited | RO | Type 9 - Asset management | 2008-01-08 | 2016-07-08 |
| CBRE Investment Management (Asia) Limited |
RO | Type 4 - Advising on securities | 2004-08-17 | 2007-11-12 |
| CBRE Investment Management (Asia) Limited |
RO | Type 6 - Advising on corporate finance | 2004-08-17 | 2007-11-12 |
| CBRE Investment Management (Asia) Limited |
RO | Type 9 - Asset management | 2004-08-17 | 2007-11-12 |