Ka Fung (SFC:AIU171) Lau
劉嘉峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fung (SFC:AIU171) Lau (劉嘉峰), a licensed former licensee with CE reference AIU171. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-23 | 2004-08-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-25 | 2004-04-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-21 | 2003-07-10 |