Ching Lok Pang
彭正樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Lok Pang (彭正樂), a licensed former licensee with CE reference AIS156. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-04 | 2012-08-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-16 | 2003-07-17 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-16 | 2003-07-17 |