Gurnek Mitch Matharu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gurnek Mitch Matharu ( ), a licensed former licensee with CE reference AIS081. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-05-12 | 2009-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-04-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-04-30 |