Brian Patrick Norton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Patrick Norton, a licensed former licensee with CE reference AIR861. This person has 2.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-12-12 | 2006-05-31 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-09-12 | 2006-05-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-14 | 2005-06-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Patrick Norton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Radek Barnert | Deltroit (Hong Kong) Limited | 2005–2006 |
| Brian Albert Pohli | Deltroit (Hong Kong) Limited | 2005–2006 |
| Kam Lynn Wong | Deltroit (Hong Kong) Limited | 2005–2006 |
| Simon Andrew Cook | Deltroit (Hong Kong) Limited | 2006 |
| Melanie Elisabeth Macpherson Jones | Deltroit (Hong Kong) Limited | 2006 |
| Jonathan Leonard Coleman | Deltroit (Hong Kong) Limited | 2005–2006 |