Bernard Rene Joseph Rogier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Rene Joseph Rogier ( ), a licensed former licensee with CE reference AIR454. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-08-17 | 2019-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-08-17 | 2019-12-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-25 | 2010-04-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-09-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-09-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-09-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-09-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-09-18 |