Bernard Rene Joseph Rogier

CE No. AIR454 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Rene Joseph Rogier (), a licensed former licensee with CE reference AIR454. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2017-08-17 2019-12-02
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2017-08-17 2019-12-02
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2005-10-25 2010-04-10
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities present 2003-09-18
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 4 - Advising on securities present 2003-09-18
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 6 - Advising on corporate finance present 2003-09-18
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 - Providing automated trading services present 2003-09-18
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 9 - Asset management present 2003-09-18

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