Ka Yin Tsui
徐嘉研
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Tsui (徐嘉研), a licensed former licensee with CE reference AIP196. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-06 | 2011-01-31 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-03 | 2011-01-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-27 | 2010-01-26 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-09-18 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-08 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-08 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-06-08 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-08 |