Cecilia Kam Sum Tse
謝琴心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecilia Kam Sum Tse (謝琴心), a licensed former licensee with CE reference AIO056. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2008-09-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-05-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2008-09-25 |