Leon Miller Hindle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leon Miller Hindle, a licensed former licensee with CE reference AIN992. This person has 15.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-04-01 | 2020-02-06 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 4 - Advising on securities | 2009-10-22 | 2018-06-20 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 9 - Asset management | 2009-08-17 | 2018-06-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leon Miller Hindle during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.