Francis (SFC:AIM240) Lee
李紀綱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis (SFC:AIM240) Lee (李紀綱), a licensed former licensee with CE reference AIM240. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 4 — Advising on securities | 2017-08-25 | 2020-11-05 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-25 | 2022-11-08 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-05-25 | 2022-11-08 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2015-09-15 | 2022-11-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-17 | 2014-08-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-19 | 2014-08-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-01-19 | 2014-08-08 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-03-20 | 2009-08-04 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2006-07-14 | 2009-03-20 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2006-07-14 |