Yuk Ha Wong
黃玉霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ha Wong (黃玉霞), a licensed former licensee with CE reference AIL475. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2012-03-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2012-03-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | present | 2012-03-07 |