Si Ho Kwok
郭思豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Ho Kwok (郭思豪), a licensed former licensee with CE reference AIL061. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2008-07-11 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-05-21 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | present | 2008-07-11 |