Ann Han Peng
彭菡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann Han Peng (彭菡), a licensed former licensee with CE reference AIH975. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-21 | 2010-02-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-21 | 2010-02-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-15 | 2010-02-23 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2005-06-28 | 2006-08-01 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2005-06-28 | 2006-08-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-30 | 2005-02-01 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-05 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-05 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-05 |