Ann Han Peng
彭菡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann Han Peng (彭菡), a licensed former licensee with CE reference AIH975. This person has 6.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-21 | 2010-02-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-21 | 2010-02-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-15 | 2010-02-23 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2005-06-28 | 2006-08-01 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2005-06-28 | 2006-08-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-30 | 2005-02-01 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-05 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-05 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-05 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ann Han Peng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.