Samuel Shung Shan Wu
鄔崇山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Shung Shan Wu (鄔崇山), a licensed former licensee with CE reference AIG147. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-05-07 | 2017-11-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-06-25 |