Kwok Fan Tsui
徐國勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fan Tsui (徐國勳), a licensed former licensee with CE reference AIE447. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-12-09 | 2010-08-20 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-09 | 2010-08-20 |
| Nerico Brothers Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2007-03-09 | 2010-08-20 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | present | 2006-10-18 |